Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Manager of certification employee (19 Sep 2018 to 8 Mar 2020)
    • [FCA CF] Client dealing (1 Nov 2016 to 8 Mar 2020)
    • [FCA CF] Material risk taker (1 Nov 2016 to 8 Mar 2020)
    • CF30 Customer (11 Aug 2010 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.