Giovanni Antonio Brunetti

Last updated
6 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Allied Financial (W-Ton) Ltd

    FRN 929749

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 7 Nov 2020)
    • [FCA CF] Client dealing (since 7 Nov 2020)
    • SMF16 Compliance Oversight (since 5 Nov 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Nov 2020)
    • SMF3 Executive Director (since 5 Nov 2020)
    • Responsible for Insurance Distribution (since 5 Nov 2020)
  • Sandringham Financial Partners Limited (no longer approved here)

    FRN 581304

    • CF30 Customer (26 Feb 2015 to 8 Dec 2019)
  • Allied Financial (W-Ton) (no longer approved here)

    FRN 494134

    • Employed By (15 Jan 2009 to 29 Dec 2014)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF30 Customer (1 Nov 2007 to 31 Dec 2008)
    • CF4 Partner (AR) (6 Mar 2007 to 31 Dec 2008)
    • CF21 Investment Adviser (20 May 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (6 Oct 2003 to 20 May 2004)
  • Allied Financial (no longer approved here)

    FRN 409434

    • Employed By (29 Mar 2005 to 10 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.