Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 19 Aug 2024)
    • [FCA CF] Client dealing (since 7 Jun 2024)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Manager of certification employee (24 Feb 2017 to 2 Apr 2024)
    • [FCA CF] Material risk taker (24 Feb 2017 to 2 Apr 2024)
    • [FCA CF] Client dealing (24 Feb 2017 to 2 Apr 2024)
    • [FCA CF] Significant management (21 Feb 2017 to 1 Nov 2022)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF22 Investment Adviser (Trainee) (17 Mar 2003 to 19 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

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