Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PIMCO Europe Ltd
FRN 149303
- [FCA CF] Material risk taker (since 19 Aug 2024)
- [FCA CF] Client dealing (since 7 Jun 2024)
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- [FCA CF] Manager of certification employee (24 Feb 2017 to 2 Apr 2024)
- [FCA CF] Material risk taker (24 Feb 2017 to 2 Apr 2024)
- [FCA CF] Client dealing (24 Feb 2017 to 2 Apr 2024)
- [FCA CF] Significant management (21 Feb 2017 to 1 Nov 2022)
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- CF22 Investment Adviser (Trainee) (17 Mar 2003 to 19 Dec 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.