Gina Lisa Rogers

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TRULY INDEPENDENT LTD

    FRN 513655

    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 2 Oct 2023)
    • [FCA CF] Client dealing (since 2 Oct 2023)
    • CF30 Customer (13 Sep 2022 to 2 Oct 2023)
  • Greg Thompson Financial Services Limited (no longer approved here)

    FRN 228650

    • (1)Employed By (12 Oct 2011 to 30 Apr 2013)
  • Townsend Financial Services (no longer approved here)

    FRN 216543

    • Employed By (25 Aug 2011 to 2 Oct 2023)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (25 Aug 2011 to 30 Apr 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.