Gin Man Simon Wong

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.M. FINN & CO.LTD

    FRN 450754

    • 11. Pension transfer specialist
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Jan 2021)
    • [FCA CF] Client dealing (since 1 Jan 2021)
    • CF30 Customer (22 Dec 2016 to 8 Dec 2019)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF30 Customer (22 Jul 2009 to 21 Oct 2016)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF21 Investment Adviser (1 Nov 2005 to 23 Aug 2007)
  • Lighthouse (Vintry) 11 (no longer approved here)

    FRN 400054

    • (3)Employed By (7 Apr 2004 to 6 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.