Gilou Joseph Pinto

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

M & G Securities Limited
FRN 122057
- [FCA CF] Material risk taker (since 1 Nov 2023)
M&G Investment Management Limited
FRN 119328
- SMF3 Executive Director (since 4 Apr 2023)
- SMF1 Chief Executive (since 4 Apr 2023)
M&G Alternatives Investment Management Limited
FRN 122011
- SMF1 Chief Executive (since 4 Apr 2023)
- SMF3 Executive Director (since 4 Apr 2023)
AXA INVESTMENT MANAGERS UK LIMITED (no longer approved here)
FRN 119368
- CF1 Director (8 Sep 2014 to 7 Dec 2019)
- CF29 Significant management (8 Feb 2012 to 8 Sep 2014)
AXA Investment Managers GS Limited (no longer approved here)
FRN 188523
- CF29 Significant management (8 Feb 2012 to 8 Sep 2014)
- CF1 Director (10 Jul 2009 to 1 Jun 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.