Gillian Richardson

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Richardson & Associates Independent Financial & Mortgage Services Limited
FRN 809956
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (15 Oct 2018 to 8 Dec 2019)
TenetConnect Services Limited (no longer approved here)
FRN 150643
- CF1 Director (AR) (17 Sep 2004 to 11 Oct 2018)
Richardson & Associates Independent Financial & Mortgage Services Ltd (no longer approved here)
FRN 403822
- (7)Employed By (17 Sep 2004 to 15 Oct 2018)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.