Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan SE

    FRN 755066

    • 13. Giving personal recommendations on and dealing with derivatives
    • 3. Giving personal recommendations on derivatives
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Manager of certification employee (since 12 Nov 2024)
    • [FCA CF] Client dealing (since 12 Nov 2024)
    • [FCA CF] Functions requiring qualifications (since 12 Nov 2024)
  • North Capital Management Limited (no longer approved here)

    FRN 713442

    • [FCA CF] Functions requiring qualifications (10 Mar 2022 to 7 Jan 2023)
    • [FCA CF] Client dealing (10 Mar 2022 to 7 Jan 2023)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [FCA CF] Functions requiring qualifications (17 Feb 2020 to 30 Sep 2021)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Functions requiring qualifications (27 Feb 2018 to 14 Mar 2019)

Recent activity

Updates to this individual's record on the FCA register.

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