Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.P. Morgan SE
FRN 755066
- 13. Giving personal recommendations on and dealing with derivatives
- 3. Giving personal recommendations on derivatives
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Manager of certification employee (since 12 Nov 2024)
- [FCA CF] Client dealing (since 12 Nov 2024)
- [FCA CF] Functions requiring qualifications (since 12 Nov 2024)
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- [FCA CF] Functions requiring qualifications (10 Mar 2022 to 7 Jan 2023)
- [FCA CF] Client dealing (10 Mar 2022 to 7 Jan 2023)
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- [FCA CF] Functions requiring qualifications (17 Feb 2020 to 30 Sep 2021)
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- [FCA CF] Functions requiring qualifications (27 Feb 2018 to 14 Mar 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.