Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Employed By (30 May 2013 to 13 Dec 2016)
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- Employed By (29 May 2013 to 1 Dec 2015)
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- CF10 Compliance Oversight (21 Dec 2011 to 9 Apr 2013)
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- CF10 Compliance Oversight (21 Dec 2011 to 9 Apr 2013)
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- CF10 Compliance Oversight (21 Dec 2011 to 9 Apr 2013)
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- CF2 Non Executive Director (23 Sep 2009 to 1 Dec 2009)
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- CF2 Non Executive Director (23 Sep 2009 to 30 Nov 2009)
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- CF2 Non Executive Director (1 Jan 2009 to 30 Nov 2009)
- CF15 Internal Audit (22 Sep 2005 to 3 Sep 2006)
- CF1 Director (12 Jan 2005 to 3 Sep 2006)
- CF11 Money Laundering Reporting (31 Oct 2004 to 12 Jul 2005)
- CF17 Significant Mgt (Other Business Operations) (31 Oct 2004 to 12 Jan 2005)
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- CF29 Significant management (1 Nov 2007 to 8 Feb 2011)
- CF11 Money Laundering Reporting (4 Jun 2007 to 9 Jul 2009)
- CF10 Compliance Oversight (4 Jun 2007 to 9 Jul 2009)
- CF19 Significant Mgt (Financial Resources) (29 Sep 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.