Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (12 Jan 2023 to 4 Sep 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (12 Jan 2023 to 4 Sep 2023)
- [FCA CF] Material risk taker (14 Jul 2022 to 1 Aug 2025)
- SMF3 Executive Director (9 Dec 2019 to 1 Aug 2025)
- CF10 Compliance Oversight (25 Apr 2019 to 8 Dec 2019)
- CF1 Director (5 Mar 2015 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.