Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 10 Jun 2024)
    • [FCA CF] Client dealing (since 15 Apr 2024)
    • [FCA CF] CASS oversight function (2 May 2024 to 1 Sep 2025)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Client dealing (28 Oct 2020 to 22 Mar 2024)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Client dealing (26 Mar 2020 to 28 Jul 2020)

Recent activity

Updates to this individual's record on the FCA register.

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