Gillian Ellott

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

LGT Wealth Management Limited (no longer approved here)
FRN 466684
- [FCA CF] Functions requiring qualifications (18 Sep 2025 to 31 Dec 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
- CF30 Customer (26 Sep 2013 to 8 Dec 2019)
Newton Investment Management Limited (no longer approved here)
FRN 119331
- CF30 Customer (30 Oct 2012 to 28 Sep 2013)
BlackRock Investment Management (UK) Limited (no longer approved here)
FRN 119293
- CF27 Investment Management (30 Jan 2003 to 29 Sep 2006)
- CF22 Investment Adviser (Trainee) (15 Feb 2002 to 30 Jan 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.