Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF30 Customer (4 Oct 2011 to 8 Dec 2019)
    • CF1 Director (4 Oct 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 Oct 2011 to 8 Dec 2019)
  • Juniper Partners Limited (no longer approved here)

    FRN 613546

    • CF2 Non Executive Director (17 Jun 2015 to 31 May 2016)
  • Baillie Gifford & Co Limited (no longer approved here)

    FRN 119179

    • CF21 Investment Adviser (1 Dec 2001 to 3 Dec 2004)
  • Baillie Gifford & Co (no longer approved here)

    FRN 142597

    • CF21 Investment Adviser (1 Dec 2001 to 3 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

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