Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 27 Oct 2025)
    • [FCA CF] Functions requiring qualifications (since 27 Oct 2025)
    • [FCA CF] Functions requiring qualifications (22 Oct 2021 to 3 Apr 2022)
    • [FCA CF] Client dealing (22 Oct 2021 to 3 Apr 2022)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 20 Aug 2021)
    • CF30 Customer (22 Nov 2019 to 20 Aug 2021)
  • Milecross Financial (Scotland) Ltd (no longer approved here)

    FRN 845731

    • (9)Employed By (22 Nov 2019 to 20 Aug 2021)

Recent activity

Updates to this individual's record on the FCA register.

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