gillian avart

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Selwyn Goldberg

    FRN 527953

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 17. Administrative functions in relation to managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Benchmark submission and administration (since 17 Sep 2025)
    • [FCA CF] CASS oversight function (since 17 Sep 2025)
    • [FCA CF] Client dealing (since 17 Sep 2025)
    • [FCA CF] Functions requiring qualifications (since 17 Sep 2025)
    • [FCA CF] Significant management (since 17 Sep 2025)
    • [PRA CF] Key function holder (since 17 Sep 2025)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.