Gilles Moec

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AXA INVESTMENT MANAGERS UK LIMITED (no longer approved here)

    FRN 119368

    • [FCA CF] Manager of certification employee (28 Mar 2023 to 30 Jun 2025)
    • [FCA CF] Client dealing (25 Mar 2021 to 30 Jun 2025)
    • [FCA CF] Material risk taker (25 Mar 2021 to 30 Jun 2025)
    • [FCA CF] Significant management (25 Mar 2021 to 30 Jun 2025)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (6 Jul 2009 to 1 Sep 2014)

Recent activity

Updates to this individual's record on the FCA register.

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