Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 31 Mar 2021)
    • [FCA CF] Significant management (since 31 Mar 2021)
    • CF30 Customer (13 Oct 2017 to 8 Dec 2019)
    • [FCA CF] Material risk taker (since 31 Mar 2021)
    • [FCA CF] Significant management (since 31 Mar 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (13 Oct 2017 to 8 Dec 2019)
    • CF30 Customer (13 Oct 2017 to 8 Dec 2019)
    • [FCA CF] Material risk taker (since 31 Mar 2021)
    • [FCA CF] Significant management (since 31 Mar 2021)
    • CF30 Customer (13 Oct 2017 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF23 Corporate Finance Adviser (30 Nov 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.