Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Neuberger Berman Europe Limited
FRN 442488
- [FCA CF] Manager of certification employee (since 1 Jul 2021)
- [FCA CF] Client dealing (3 Aug 2020 to 1 Jul 2021)
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- [FCA CF] Manager of certification employee (19 Feb 2020 to 30 Jul 2020)
- [FCA CF] Client dealing (9 Dec 2019 to 30 Jul 2020)
- CF30 Customer (23 Jun 2015 to 8 Dec 2019)
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- [FCA CF] Manager of certification employee (19 Feb 2020 to 30 Jul 2020)
- [FCA CF] Client dealing (9 Dec 2019 to 30 Jul 2020)
- CF30 Customer (23 Jun 2015 to 8 Dec 2019)
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- CF30 Customer (6 Aug 2008 to 7 May 2015)
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- CF30 Customer (6 Aug 2008 to 7 May 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.