Giles William Heseltine

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HOTTINGER & CO. LIMITED (no longer approved here)

    FRN 208737

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 4 Jan 2020)
    • SMF3 Executive Director (9 Dec 2019 to 9 Jun 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jul 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 4 Jan 2020)
    • CF1 Director (13 Nov 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Jun 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Jun 2014 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (1 May 2002 to 31 Oct 2007)
    • CF21 Investment Adviser (1 May 2002 to 31 Oct 2007)
  • Julius Baer International Limited (no longer approved here)

    FRN 139179

    • CF21 Investment Adviser (1 Dec 2001 to 18 Apr 2002)
    • CF27 Investment Management (1 Dec 2001 to 18 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.