Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC UK Bank Plc
FRN 765112
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 10 Jun 2024)
- [FCA CF] Functions requiring qualifications (1 Apr 2020 to 5 Dec 2024)
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- CF30 Customer (1 Nov 2007 to 31 Oct 2010)
- CF21 Investment Adviser (12 Apr 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (13 Aug 2002 to 12 Apr 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.