Giles Thompson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [PRA CF] Significant risk taker or Material risk taker (10 Jul 2017 to 25 Jun 2024)
    • [FCA CF] Material risk taker (10 Jul 2017 to 25 Jun 2024)
    • [FCA CF] Client dealing (14 Nov 2016 to 25 Jun 2024)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 25 Jun 2024)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 28 May 2024)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (16 Sep 2004 to 31 Oct 2007)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [FCA CF] Client dealing (14 Nov 2016 to 30 Oct 2023)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 30 Oct 2023)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 30 Oct 2023)
    • CF30 Customer (1 Jan 2016 to 6 Mar 2016)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF22 Investment Adviser (Trainee) (20 Jan 2004 to 17 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.