Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Client dealing (22 Aug 2018 to 20 Oct 2020)
    • [FCA CF] Manager of certification employee (15 Feb 2017 to 11 Oct 2017)
    • [PRA CF] Significant risk taker or Material risk taker (15 Feb 2017 to 7 Aug 2017)
    • CF30 Customer (1 Nov 2007 to 9 Dec 2013)
    • CF21 Investment Adviser (30 Nov 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.