Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF3 Chief Executive (18 Oct 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (18 Oct 2007 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (30 Dec 2002 to 31 Oct 2007)
    • CF21 Investment Adviser (30 Dec 2002 to 31 Oct 2007)
    • CF1 Director (30 Dec 2002 to 20 Feb 2006)
    • CF27 Investment Management (30 Dec 2002 to 31 Oct 2007)
    • (3)Employed By (since 5 Jun 2006)
  • South River Asset Management Limited (no longer approved here)

    FRN 197097

    • CF21 Investment Adviser (1 Dec 2001 to 10 Dec 2004)
    • CF27 Investment Management (1 Dec 2001 to 10 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

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