Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Joh. Berenberg, Gossler & Co. KG
FRN 959302
- [FCA CF] Client dealing (since 17 Apr 2021)
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- [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2023)
- CF30 Customer (26 Feb 2018 to 8 Dec 2019)
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- CF30 Customer (18 Nov 2015 to 19 Jan 2018)
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- CF30 Customer (1 Nov 2007 to 22 Apr 2009)
- CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.