Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 2 Dec 2025)
    • [FCA CF] Client dealing (since 3 Jul 2023)
    • [FCA CF] Significant management (since 3 Jul 2023)
    • [FCA CF] Material risk taker (3 Jul 2023 to 31 Oct 2024)
    • [FCA CF] Manager of certification employee (since 2 Dec 2025)
    • [FCA CF] Significant management (since 3 Jul 2023)
    • [FCA CF] Client dealing (since 3 Jul 2023)
    • [FCA CF] Material risk taker (3 Jul 2023 to 31 Oct 2024)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Client dealing (2 Nov 2016 to 31 Jan 2023)
    • [FCA CF] Material risk taker (2 Nov 2016 to 31 Jan 2023)
    • [FCA CF] Manager of certification employee (2 Nov 2016 to 31 Jan 2023)
    • CF30 Customer (7 Oct 2010 to 6 Mar 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 18 Feb 2009)
    • CF21 Investment Adviser (11 Oct 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.