Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
RBC Europe Limited
FRN 124543
- [FCA CF] Manager of certification employee (since 2 Dec 2025)
- [FCA CF] Client dealing (since 3 Jul 2023)
- [FCA CF] Significant management (since 3 Jul 2023)
- [FCA CF] Material risk taker (3 Jul 2023 to 31 Oct 2024)
-
Royal Bank of Canada
FRN 124783
- [FCA CF] Manager of certification employee (since 2 Dec 2025)
- [FCA CF] Significant management (since 3 Jul 2023)
- [FCA CF] Client dealing (since 3 Jul 2023)
- [FCA CF] Material risk taker (3 Jul 2023 to 31 Oct 2024)
-
- [FCA CF] Client dealing (2 Nov 2016 to 31 Jan 2023)
- [FCA CF] Material risk taker (2 Nov 2016 to 31 Jan 2023)
- [FCA CF] Manager of certification employee (2 Nov 2016 to 31 Jan 2023)
- CF30 Customer (7 Oct 2010 to 6 Mar 2016)
-
- CF30 Customer (1 Nov 2007 to 18 Feb 2009)
- CF21 Investment Adviser (11 Oct 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.