Giles Frederick Hudd Gale

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Client dealing (since 8 Nov 2023)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Client dealing (7 Mar 2016 to 11 Aug 2023)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 11 Aug 2023)
    • CF30 Customer (30 Nov 2011 to 6 Mar 2016)
    • CF21 Investment Adviser (17 Nov 2006 to 31 Oct 2007)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (3 Nov 2004 to 8 Aug 2006)
    • CF22 Investment Adviser (Trainee) (29 Apr 2004 to 3 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.