Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Feb 2021)
    • [FCA CF] Manager of certification employee (since 1 Feb 2021)
    • [FCA CF] Significant management (since 1 Feb 2021)
    • [FCA CF] Material risk taker (1 Feb 2021 to 31 Jan 2022)
    • CF30 Customer (1 Nov 2007 to 14 Mar 2008)
    • CF23 Corporate Finance Adviser (15 Dec 2005 to 31 Oct 2007)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (24 Aug 2011 to 3 Feb 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.