Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF22 Other Local Responsibility (8 Mar 2022 to 19 Mar 2025)
- [FCA CF] Client dealing (25 Aug 2021 to 6 Jul 2023)
- SMF21 EEA Branch Senior Manager (EBSM) (10 Jul 2017 to 8 Mar 2022)
-
- [FCA CF] Client dealing (25 Aug 2021 to 6 Jul 2023)
- SMF18 Other Overall Responsibility (10 Jul 2017 to 19 Mar 2025)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF26 Customer Trading (17 Jul 2007 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 10 Oct 2003)
-
- [FCA CF] Client dealing (25 Aug 2021 to 6 Jul 2023)
- SMF22 Other Local Responsibility (10 Jul 2017 to 19 Mar 2025)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF26 Customer Trading (7 Aug 2006 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 10 Oct 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.