Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • SMF22 Other Local Responsibility (8 Mar 2022 to 19 Mar 2025)
    • [FCA CF] Client dealing (25 Aug 2021 to 6 Jul 2023)
    • SMF21 EEA Branch Senior Manager (EBSM) (10 Jul 2017 to 8 Mar 2022)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Client dealing (25 Aug 2021 to 6 Jul 2023)
    • SMF18 Other Overall Responsibility (10 Jul 2017 to 19 Mar 2025)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF26 Customer Trading (17 Jul 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 10 Oct 2003)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Client dealing (25 Aug 2021 to 6 Jul 2023)
    • SMF22 Other Local Responsibility (10 Jul 2017 to 19 Mar 2025)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF26 Customer Trading (7 Aug 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 10 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

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