Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [PRA CF] Significant risk taker or Material risk taker (10 Jul 2017 to 29 Dec 2022)
    • [FCA CF] Material risk taker (10 Jul 2017 to 29 Dec 2022)
    • [FCA CF] Client dealing (14 Nov 2016 to 13 Mar 2023)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 13 Mar 2023)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 13 Mar 2023)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (12 Apr 2005 to 31 Oct 2007)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [FCA CF] Client dealing (14 Nov 2016 to 13 Mar 2023)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 13 Mar 2023)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 13 Mar 2023)
    • CF30 Customer (1 Jan 2016 to 6 Mar 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (16 Oct 2013 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.