Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [PRA CF] Significant risk taker or Material risk taker (10 Jul 2017 to 29 Dec 2022)
- [FCA CF] Material risk taker (10 Jul 2017 to 29 Dec 2022)
- [FCA CF] Client dealing (14 Nov 2016 to 13 Mar 2023)
- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 13 Mar 2023)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 13 Mar 2023)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (12 Apr 2005 to 31 Oct 2007)
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- [FCA CF] Client dealing (14 Nov 2016 to 13 Mar 2023)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 13 Mar 2023)
- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 13 Mar 2023)
- CF30 Customer (1 Jan 2016 to 6 Mar 2016)
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- CF30 Customer (16 Oct 2013 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.