Giles Andrew David Robinette

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GUINNESS ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 223077

    • [FCA CF] Manager of certification employee (9 Dec 2020 to 1 Oct 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Oct 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 11 Apr 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Oct 2024)
    • CF10 Compliance Oversight (6 Nov 2019 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF13 Finance (16 Aug 2006 to 31 Oct 2007)
  • Guinness Atkinson Asset Management, Inc (no longer approved here)

    FRN 223051

    • SMF16 Compliance Oversight (9 Dec 2019 to 11 Apr 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Oct 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Oct 2024)
    • CF10 Compliance Oversight (6 Nov 2019 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF13 Finance (16 Aug 2006 to 31 Oct 2007)
  • Guinness Capital Management Limited (no longer approved here)

    FRN 514988

    • SMF16 Compliance Oversight (9 Dec 2019 to 11 Apr 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Oct 2024)
    • CF10 Compliance Oversight (6 Nov 2019 to 8 Dec 2019)
    • CF28 Systems and controls (1 Apr 2010 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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