Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (9 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (9 Nov 2007 to 8 Dec 2019)
  • Marble Bar Asset Management LLP (no longer approved here)

    FRN 475857

    • CF4 Partner (27 Dec 2007 to 14 Jan 2016)
    • CF28 Systems and controls (27 Dec 2007 to 18 Dec 2009)
    • CF3 Chief Executive (27 Dec 2007 to 18 Dec 2009)
    • CF30 Customer (27 Dec 2007 to 14 May 2009)
  • Canaccord Genuity Wealth Limited (no longer approved here)

    FRN 194927

    • CF2 Non Executive Director (13 Feb 2003 to 8 Jul 2005)
    • CF27 Investment Management (4 Feb 2002 to 28 Mar 2002)
  • R.J. O'Brien Limited (no longer approved here)

    FRN 114120

    • CF21 Investment Adviser (1 Dec 2001 to 27 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.