Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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EM-ES Fund Management LLP
FRN 470246
- SMF27 Partner (since 9 Dec 2019)
- CF30 Customer (9 Nov 2007 to 8 Dec 2019)
- CF4 Partner (9 Nov 2007 to 8 Dec 2019)
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- CF4 Partner (27 Dec 2007 to 14 Jan 2016)
- CF28 Systems and controls (27 Dec 2007 to 18 Dec 2009)
- CF3 Chief Executive (27 Dec 2007 to 18 Dec 2009)
- CF30 Customer (27 Dec 2007 to 14 May 2009)
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- CF2 Non Executive Director (13 Feb 2003 to 8 Jul 2005)
- CF27 Investment Management (4 Feb 2002 to 28 Mar 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 27 Feb 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.