Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Ludgate Investments Limited
FRN 194783
- [FCA CF] Client dealing (since 17 Feb 2023)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- CF3 Chief Executive (14 Aug 2012 to 8 Dec 2019)
- CF1 Director (7 Sep 2011 to 8 Dec 2019)
- CF30 Customer (25 Jul 2011 to 8 Dec 2019)
- CF2 Non Executive Director (18 Nov 2010 to 31 Aug 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.