Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 6 Feb 2026)
    • SMF1 Chief Executive (since 6 Feb 2026)
    • SMF16 Compliance Oversight (since 6 Feb 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Feb 2026)
    • SMF3 Executive Director (4 Mar 2024 to 3 Dec 2024)
    • SMF1 Chief Executive (4 Mar 2024 to 3 Dec 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (4 Mar 2024 to 3 Dec 2024)
    • SMF16 Compliance Oversight (4 Mar 2024 to 3 Dec 2024)
  • ODIN CAPITAL MANAGEMENT LIMITED (no longer approved here)

    FRN 478321

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2024)
    • CF1 Director (AR) (2 Dec 2014 to 10 Nov 2019)
    • CF30 Customer (2 Dec 2014 to 10 Nov 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (8 Jul 2013 to 18 Jul 2014)
  • AXA Investment Managers GS Limited (no longer approved here)

    FRN 188523

    • CF30 Customer (31 Oct 2011 to 12 Jun 2013)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • CF30 Customer (8 Dec 2009 to 30 Sep 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.