Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Novara Wealth Ltd
FRN 984287
- SMF3 Executive Director (since 6 Feb 2026)
- SMF1 Chief Executive (since 6 Feb 2026)
- SMF16 Compliance Oversight (since 6 Feb 2026)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Feb 2026)
- SMF3 Executive Director (4 Mar 2024 to 3 Dec 2024)
- SMF1 Chief Executive (4 Mar 2024 to 3 Dec 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (4 Mar 2024 to 3 Dec 2024)
- SMF16 Compliance Oversight (4 Mar 2024 to 3 Dec 2024)
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- [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2024)
- CF1 Director (AR) (2 Dec 2014 to 10 Nov 2019)
- CF30 Customer (2 Dec 2014 to 10 Nov 2019)
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- CF30 Customer (8 Jul 2013 to 18 Jul 2014)
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- CF30 Customer (31 Oct 2011 to 12 Jun 2013)
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- CF30 Customer (8 Dec 2009 to 30 Sep 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.