Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 20 Feb 2024)
    • [FCA CF] Significant management (since 20 Feb 2024)
    • [FCA CF] Client dealing (20 Feb 2024 to 19 Apr 2024)
  • AXA INVESTMENT MANAGERS UK LIMITED (no longer approved here)

    FRN 119368

    • [FCA CF] Significant management (9 Dec 2019 to 12 Jan 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 12 Jan 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 12 Jan 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 12 Jan 2024)
    • CF29 Significant management (2 Jul 2015 to 8 Dec 2019)
    • CF30 Customer (2 Jul 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.