Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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GP Wealth Limited
FRN 770143
- 21. Advising or arranging (bringing about) equity release transactions
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 24 Nov 2020)
- SMF3 Executive Director (9 Dec 2019 to 7 Mar 2025)
- SMF16 Compliance Oversight (9 Dec 2019 to 7 Mar 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 Mar 2025)
- Responsible for Insurance Distribution (1 Oct 2018 to 7 Mar 2025)
- CF11 Money Laundering Reporting (16 May 2017 to 8 Dec 2019)
- CF1 Director (16 May 2017 to 8 Dec 2019)
- CF10 Compliance Oversight (16 May 2017 to 8 Dec 2019)
- CF30 Customer (16 May 2017 to 8 Dec 2019)
- Responsibility for MCD Intermediation (16 May 2017 to 7 Mar 2025)
- Responsible for Insurance Mediation (16 May 2017 to 30 Sep 2018)
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- CF1 Director (AR) (3 Jan 2014 to 15 May 2017)
- CF30 Customer (3 Jan 2014 to 15 May 2017)
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- Employed By (3 Jan 2014 to 15 May 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.