Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Thomson Cooper
FRN 104673
- SMF16 Compliance Oversight (since 14 Feb 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 26 Jan 2020)
- SMF27 Partner (since 26 Jan 2020)
- [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
- [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.