Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 21 Feb 2023)
    • Responsible for Insurance Distribution (since 21 Feb 2023)
    • SMF16 Compliance Oversight (since 21 Feb 2023)
    • SMF3 Executive Director (since 21 Feb 2023)
    • Responsibility for MCD Intermediation (since 21 Feb 2023)
  • TenetLime Limited (no longer approved here)

    FRN 311266

    • Appointed representative dealing with clients for which they require qualification (22 Sep 2020 to 29 Mar 2023)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (19 Dec 2007 to 31 Mar 2008)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (19 Dec 2007 to 31 Mar 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.