Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Macquarie Bank Ltd (no longer approved here)

    FRN 170934

    • [FCA CF] Client dealing (1 Nov 2025 to 1 Dec 2025)
    • SMF3 Executive Director (17 Jan 2021 to 28 Sep 2025)
    • [FCA CF] Material risk taker (7 Mar 2016 to 17 Jan 2021)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 17 Jan 2021)
    • CF30 Customer (29 Dec 2009 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 11 Dec 2009)
    • CF21 Investment Adviser (18 Jul 2007 to 31 Oct 2007)
  • Cooperatieve Rabobank U.A. (no longer approved here)

    FRN 171596

    • CF21 Investment Adviser (1 Dec 2001 to 20 Jul 2007)
    • CF26 Customer Trading (1 Dec 2001 to 20 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.