Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (18 Aug 2023 to 14 Oct 2024)
- [FCA CF] Algorithmic trading (18 Aug 2023 to 19 Aug 2023)
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- CF30 Customer (8 Feb 2017 to 8 Dec 2019)
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- CF1 Director (26 Aug 2015 to 26 Aug 2016)
- CF30 Customer (26 Aug 2015 to 26 Aug 2016)
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- CF30 Customer (1 Nov 2007 to 21 Oct 2014)
- CF21 Investment Adviser (8 Aug 2005 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 21 Oct 2014)
- CF21 Investment Adviser (5 May 2004 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 24 Feb 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.