Ghislaine Vernon Sparling

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Markets Limited

    FRN 114031

    • [FCA CF] Manager of certification employee (since 29 Apr 2021)
    • [FCA CF] Manager of certification employee (15 Jan 2020 to 11 Jun 2020)
  • JPMorgan Chase Bank, National Association

    FRN 124491

    • [FCA CF] Manager of certification employee (since 29 Apr 2021)
    • [FCA CF] Material risk taker (since 22 Feb 2021)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (2 Jan 2020 to 11 Jun 2020)
    • CF30 Customer (12 Jun 2015 to 6 Mar 2016)
  • J.P. Morgan Securities plc

    FRN 155240

    • [FCA CF] Manager of certification employee (since 29 Apr 2021)
    • [FCA CF] Material risk taker (since 22 Feb 2021)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (2 Jan 2020 to 11 Jun 2020)
    • CF30 Customer (12 Jun 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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