Gert Thomas van Rooyen

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

North Rock Capital Management (UK) LLP
FRN 937100
- [FCA CF] Manager of certification employee (since 6 Mar 2025)
- [FCA CF] Client dealing (since 1 Nov 2024)
Balyasny Asset Management (UK) LLP (no longer approved here)
FRN 403302
- [FCA CF] Client dealing (17 Nov 2022 to 18 Mar 2024)
- [FCA CF] Manager of certification employee (17 Nov 2022 to 18 Mar 2024)
Societe Generale (no longer approved here)
FRN 124866
- CF30 Customer (21 Sep 2010 to 18 May 2011)
UBS Asset Management (UK) Ltd (no longer approved here)
FRN 119319
- CF30 Customer (2 Jul 2008 to 30 Jul 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.