Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Client dealing (6 Jul 2020 to 4 Feb 2021)
    • [FCA CF] Manager of certification employee (6 Jul 2020 to 4 Feb 2021)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Client dealing (6 Jul 2020 to 4 Feb 2021)
    • [FCA CF] Manager of certification employee (6 Jul 2020 to 4 Feb 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (18 Dec 2018 to 3 Apr 2020)
    • [FCA CF] Client dealing (16 Sep 2016 to 3 Apr 2020)

Recent activity

Updates to this individual's record on the FCA register.

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