Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 19 May 2021)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Material risk taker (7 Mar 2016 to 3 Sep 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 29 Jul 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (3 May 2006 to 31 Oct 2007)
    • [FCA CF] Manager of certification employee (since 19 May 2021)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Material risk taker (17 May 2017 to 3 Sep 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 29 Jul 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (3 May 2006 to 31 Oct 2007)
  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Manager of certification employee (19 May 2021 to 22 Jan 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.