Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Material risk taker (since 26 Aug 2025)
- [FCA CF] Client dealing (since 2 Jun 2025)
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J.P. Morgan Markets Limited
FRN 114031
- [FCA CF] Client dealing (since 2 Jun 2025)
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- [FCA CF] Manager of certification employee (3 Mar 2025 to 26 May 2025)
- [FCA CF] Material risk taker (27 Jul 2022 to 26 May 2025)
- [PRA CF] Significant risk taker or Material risk taker (27 Jul 2022 to 26 May 2025)
- [FCA CF] Client dealing (7 Mar 2016 to 26 May 2025)
- CF30 Customer (4 May 2012 to 6 Mar 2016)
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- [FCA CF] Manager of certification employee (3 Mar 2025 to 26 May 2025)
- [FCA CF] Material risk taker (27 Jul 2022 to 26 May 2025)
- [PRA CF] Significant risk taker or Material risk taker (27 Jul 2022 to 26 May 2025)
- [FCA CF] Client dealing (7 Mar 2016 to 26 May 2025)
- CF30 Customer (23 Feb 2015 to 6 Mar 2016)
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- [FCA CF] Manager of certification employee (3 Mar 2025 to 26 May 2025)
- [PRA CF] Significant risk taker or Material risk taker (27 Jul 2022 to 26 May 2025)
- [FCA CF] Material risk taker (27 Jul 2022 to 26 May 2025)
- [FCA CF] Client dealing (7 Mar 2016 to 26 May 2025)
- CF30 Customer (1 Jan 2016 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.