Gerardo Gasparro

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Perpetual Independent Financial Advice Limited

    FRN 750602

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 1 Feb 2017)
    • CF30 Customer (1 Feb 2017 to 8 Dec 2019)
    • CF1 Director (1 Feb 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Feb 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Feb 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Feb 2017 to 30 Sep 2018)
  • Informed Independent Financial Advisers Ltd (no longer approved here)

    FRN 547641

    • CF30 Customer (25 Jan 2013 to 1 Feb 2017)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF30 Customer (28 May 2010 to 21 Apr 2013)
  • Prospect Estate Agency Ltd (no longer approved here)

    FRN 400264

    • (8)Employed By (28 May 2010 to 21 Apr 2013)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (15 Sep 2008 to 1 Sep 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.