Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • CF30 Customer (3 Feb 2010 to 19 Apr 2010)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • CF29 Significant management (1 Nov 2007 to 3 Mar 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (29 Jan 2007 to 31 Oct 2007)
  • GFI Securities Limited (no longer approved here)

    FRN 184801

    • CF26 Customer Trading (1 Dec 2001 to 2 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.