Gerard Paul Moore

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 4 Jan 2022)
    • CF30 Customer (since 21 Dec 2021)
  • Gerard Moore

    FRN 959829

    • (1)Employed By (since 21 Dec 2021)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • [FCA CF] Client dealing (9 Dec 2019 to 6 Sep 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 Sep 2021)
    • CF30 Customer (6 Nov 2018 to 8 Dec 2019)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (20 Jul 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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