Gerard Joseph O'Sullivan

Last updated
4 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Daffodil Mortgages Ltd

    FRN 993935

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 Aug 2023)
    • Responsibility for MCD Intermediation (since 1 Aug 2023)
    • Responsible for Insurance Distribution (since 1 Aug 2023)
    • SMF16 Compliance Oversight (since 1 Aug 2023)
    • SMF3 Executive Director (since 1 Aug 2023)
  • King Mortgages Ltd (no longer approved here)

    FRN 803561

    • [FCA CF] Functions requiring qualifications (22 Jun 2023 to 22 Aug 2023)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 18 Dec 2001)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 18 Dec 2001)
    • CF21 Investment Adviser (1 Dec 2001 to 22 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

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