Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF29 Limited scope function (limited scope SMCR firms only) (since 10 Dec 2020)
    • SMF8 Credit Union Senior Manager (since 7 Mar 2016)
    • CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
    • CF14 Risk Assessment (20 Oct 2006 to 31 Oct 2007)
    • CF13 Finance (20 Oct 2006 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (20 Oct 2006 to 22 Feb 2008)
    • CF1 Director (9 Jul 2004 to 6 Mar 2016)
    • CF8 Apportionment and Oversight (9 Jul 2004 to 31 Mar 2009)

Recent activity

Updates to this individual's record on the FCA register.

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