Gerard Hammond

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 14 Mar 2018)
    • [FCA CF] Material risk taker (7 Mar 2016 to 14 Mar 2018)
    • [FCA CF] Client dealing (7 Mar 2016 to 14 Mar 2018)
    • CF30 Customer (16 Sep 2009 to 6 Mar 2016)
  • Wharton Asset Management UK LLP (no longer approved here)

    FRN 466199

    • CF27 Investment Management
    • CF21 Investment Adviser
    • CF30 Customer (28 Feb 2008 to 11 Sep 2009)

Recent activity

Updates to this individual's record on the FCA register.

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